Die Stelle
0301Manage client onboarding processes, liaising with Sales department to obtain the required Know Your Client (KYC) documentation and ensuring compliance with internal client acceptance, due diligence and AML/CFT policies and procedures
02Conduct AML/CFT activities, including name screening, clarification of alerts, assessments and investigations relating to PEPs, adverse media and other potential risk factors
03Ensure client onboarding activities comply with applicable regulatory requirements and relevant financial market regulations
04Provide guidance and advice on client onboarding, KYC and AML/CFT-related matters
05Prepare internal client assessments, notes and documentation relating to onboarding, KYC and AML/CFT topics
06Plan and coordinate specific client reviews and periodic reviews in line with applicable regulatory requirements
07Contribute to various client-related projects, including assessments of new business models and the implementation of new systems and tools
08Manage the documentation and lifecycle of client relationships, including maintaining accurate and up-to-date client data
09Support internal and external audit activities, including preparing documentation, responding to auditor queries and discussing findings
