The role
03What would your role be? You will be managing a team within the Onboarding and Review Team covering private clients with an increased risk as well Politically Exposed Persons (PEPs). You will act as a close advisor to the Relationship Managers in matters related to AML and compliance. Provide compliance related training to the first line of defence and act as a trusted stakeholder with other departments of the bank representing compliance.
01Management, leadership and development of the Lifecycle Compliance Europe / Swiss / Middle East team, including workload planning, quality assurance, coaching and people development.
02Ensuring Compliance oversight throughout the entire client lifecycle, including onboarding, periodic reviews, event-driven reviews and ad-hoc client assessments.
03Conducting and supervising risk-based Compliance assessments for client onboardings, including KYC, due diligence, sanctions screening, adverse media reviews and reputational risk assessments.
04Performing and overseeing Compliance assessments related to periodic and event-driven client reviews, with a particular focus on politically exposed persons (PEPs), high-risk clients, sanctions-related matters and other sensitive client relationships.
05Acting as Subject Matter Expert for Europe / Swiss / Middle East markets and providing expert guidance on AML, sanctions, regulatory and reputational risk matters.
06Preparing Compliance assessments and case presentations for senior management and governance committees to facilitate decision-making on high-risk and complex client relationships.
07Monitoring and assessing high-risk and restricted transactions on an ex-ante basis.
08Serving as an advisor to stakeholders across all three lines of defense on Compliance, AML, sanctions and client lifecycle-related matters.
09Conducting internal controls, quality assurance reviews and monitoring activities to ensure adherence to regulatory requirements and internal policies.
