The role
03During the programme, you will rotate across three specialised control functions, gaining comprehensive insights into Custody Bank Control, Fund Control and Monitoring and Control Execution in Switzerland and Spain.
01Contribute to oversight and control activities for Swiss collective investment schemes in the role of Custodian Bank, supporting compliance with CISA/KAG, applicable regulations, and fund-specific requirements
02Support the monitoring and review of investment activities and fund operations, helping to ensure compliance with investment restrictions and the accuracy of NAV calculations, distributions, transactions, and fund records.
03Gain exposure to governance reporting and stakeholder interactions while collaborating across teams to support effective fund governance and regulatory compliance.
04Support the monitoring of investment guidelines and regulatory requirements by reviewing fund restrictions, assessing breaches and exceptions, and collaborating with portfolio managers and other stakeholders on their resolution.
05Support the design, assessment, and enhancement of 2LoD controls covering key compliance risks, ensuring alignment with regulatory requirements and business practices
06Execute recurring compliance controls in a timely and accurate manner, with a primary focus on client suitability assessments, while gaining exposure to pricing practices, intermediary frameworks, and other defined risk areas
07Collaborate with Client-Facing Units to support the identification and remediation of control deficiencies, leveraging structured workflows and tracking actions through to completion
08Analyze, validate, and interpret control results and exception reports, contributing to management reporting and continuous improvement initiatives
