Compliance Monitoring Analyst - Task Force (6-month contract)

Position

Vollzeit

Befristet

Mid

Konditionen

Geneva

Anforderungen

3+ J. Erfahrung

Bachelor

EU/EFTA-Bewilligung

Sprachen

Englisch C2

Französisch C2

Beschreibung

The Compliance Monitoring Analyst is responsible for ensuring adherence to regulatory requirements and internal policies related to Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF) and Tax Compliance. The role involves monitoring transactions, conducting customer due diligence, and performing ongoing screening to mitigate financial crime risks. As a member of the Compliance Monitoring team, your primary focus will be on:

Transaction monitoring alerts treatment and investigation (Tools: FISERV-FCRM / IMTF-SIRON). Time spent on each alert depends on the type of scenario and complexity of the relationships but expected to be approx. 70% of activity;
Overnight screening of clients (Tool: SmartKYC), approx. 10% of activity.

The other 20% of this role relates to support of ad-tasks and investigations, which are often urgent and business-critical. This includes:

Qualitative analysis on AML specific issues;
Additional ad hoc controls (ex. cash operations);
Involvement in the account closure process;
Assisting the Payment Processing team with queries and advice;

Aufgaben

Ensuring adherence to regulatory requirements and internal policies related to AML, CTF and Tax Compliance.
Monitoring transactions, conducting customer due diligence, and performing ongoing screening to mitigate financial crime risks.
Transaction monitoring alerts treatment and investigation.
Overnight screening of clients.
Support of ad-tasks and investigations.

Anforderungen

Bachelor’s degree (or equivalent) in Banking, Finance or Law.
3 to 5 years of experience in the financial services industry, ideally in an AML monitoring role within Private Banking in Switzerland.
Good understanding of the Swiss regulatory environment.
Knowledge in the field of taxation would be desirable.
Ability to summarize complex topics and drive practical outcomes.
Strong interpersonal, communication, leadership, resilience, presentation and influencing skills.
Fluent in English and French; additional language would be a plus.
Resident in Switzerland.

Technologien

FISERV-FCRMIMTF-SIRONSmartKYC

Vorteile

Diverse and inclusive work environment.
Encouragement of internal mobility and individual upskilling programs.

Unternehmen

Lombard Odier

Banking

A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents. With a history spanning over 230 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide advanced banking technology to other financial institutions. “Rethink Everything” is our philosophy – it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients.